Regulatory and Disclosure information for Vector Wealth Management

All investment strategies have the potential for profit or loss. Past performance is not indicative of future performance.

SNS Financial Group, LLC dba Vector Wealth Management (“Vector”) is a registered investment adviser located in Minneapolis, Minnesota and is is registered as an investment adviser with the Securities Exchange Commission (SEC). Vector may only transact business in those states in which it is registered, or qualifies for an exemption or exclusion from registration requirements.

Any subsequent, direct communication by Vector with a prospective client shall be conducted by a representative that is either registered or qualifies for an exemption or exclusion from registration in the state where the prospective client resides. For information pertaining to the registration status of Vector, please contact the state securities regulators for those states in which Vector maintains a registration filing.

Vector Wealth Management Registration as an investment adviser does not constitute an endorsement of the firm by securities regulators nor does it indicate that the adviser has attained a particular level of skill or ability. A copy of Vector’s current written disclosure brochure filed with the SEC discusses among other things, Vector’s business practices, services, and fees, and is available through the SEC’s website at: www.adviserinfo.sec.gov.

WEBSITE

Visit vectorwealth.com/regulatory for the firms form CRS and ADV.

Vector’s website including various landing pages and articles is limited to the dissemination of general information pertaining to its advisory services, together with access to additional investment-related information, publications, and links. This website and information contained herein are not intended to provide investment, tax, or legal advice. Accordingly, the publication of Vector’s website on the Internet should not be construed by any consumer and/or prospective client as Vector’s solicitation to effect, or attempt to effect transactions in securities, or the rendering of personalized investment advice for compensation, over the Internet.

This website and information are provided for guidance and information purposes only.  Investments involve risk and unless otherwise stated, are not guaranteed.  Be sure to first consult with a qualified financial adviser and/or tax professional before implementing any strategy. 

PODCAST, Videos and Blog

All content discussed in our podcasts, videos, or related blog articles are for informational purposes and should not be construed as individualized financial advice.

Opinions expressed herein are solely those of Vector Wealth Management, our staff, and guests. Material presented is believed to be from reliable sources, however, we make no representations as to its accuracy or completeness. All information and ideas should be discussed directly and in detail with your financial advisor prior to implementation of a strategy or investment. This podcast and related content are not intended to render personalized investment advice, nor should it be viewed as an offer to buy or sell, or a solicitation of any offer to buy or sell the securities or strategies discussed.

Please note that neither Vector Wealth Management nor any of its agents give legal or tax advice. The firm is not engaged in the practice of law or accounting. Charts, graphs, and returns do not represent the performance of Vector Wealth Management or any of its advisory clients. Returns presented do not reflect the impact that advisory fees and other expenses would on the results. Different types of investments involve varying degrees of risk, and there can be no assurance that any specific investment, asset category, or strategy will be suitable or profitable for a client’s portfolio.

LINKS TO AND FROM

Vector does not make any representations or warranties as to the accuracy, timeliness, suitability, completeness, or relevance of any information prepared by any unaffiliated third party, whether linked to Vector’s web site or incorporated herein, and takes no responsibility therefor. All such information is provided solely for convenience purposes only and all users thereof should be guided accordingly. 

V24051100 - Updated on Feb. 20th, 2024.